Skip to page contentSkip to main navigationSkip to Enforcement navigation
North Dakota Securities Department Home
home complaint form contact us
August 28, 2008
Department Info
News
Rules and Regulations
Registration Requirements
Investor Education
Raising Capital
Investor Protection

Begin Enforcement links
Investment Fraud

Top Frauds

Report A Complaint

Enforcement Actions
End Enforcement links
Industry Resources
Forms

Investor Information (links off-site)

Investing Online Resource Center (links off-site)

Senior Investor Resource Center (links off-site)

Member of the North American Securities Administrators Association (links off-site)

Member of the North American Securities Administrators
Association
Enforcement
| Request Form |

Enforcement Actions

Date Type of Order Subjects of Order
March 17, 2008 Order for Civil Penalty Thomas W. Woodard dba Woodward Financial
January 24, 2008 Consent Order Ashmore Family Foundation, a Minnesota Charitable Trust
Flint Ashmore
Monte R. Ashmore
January 11, 2008 Stipulation for Amendment LAS International, Ltd.
Neil Whittey
Syver Vinje (also see order on 6/19/07)

Archived Enforcement Orders
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998

Back to main navigation