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August 28, 2008
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Enforcement Actions
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Enforcement Actions
Date
Type of Order
Subjects of Order
March 17, 2008
Order for Civil Penalty
Thomas W. Woodard dba Woodward Financial
January 24, 2008
Consent Order
Ashmore Family Foundation, a Minnesota Charitable Trust
Flint Ashmore
Monte R. Ashmore
January 11, 2008
Stipulation for Amendment
LAS International, Ltd.
Neil Whittey
Syver Vinje (also see order on 6/19/07)
Archived Enforcement Orders
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