| December 30, 1998 |
Civil Penalty |
Safe Keeping, Inc. |
| December 30, 1998 |
Civil Penalty |
Mathis, Michael Lee |
| December 30, 1998 |
Civil Penalty |
Hilyard, Joseph K. |
| December 30, 1998 |
Civil Penalty |
Shook, Steven L. |
| December 30, 1998 |
Civil Penalty |
Buckhorn Financial Services, Inc. |
| December 28, 1998 |
Consent Order |
Creative Capital Management Corporation |
| December 22, 1998 |
Cease and Desist Order |
McDowell Industries, Inc.
McDowell International, Inc.
McDowell, Matthew R. |
| December 8, 1998 |
Consent Order |
State Farm VP Management Corp. |
| December 4, 1998 |
Consent Order |
Commonwealth Capital Group, Inc.
Octet Communications Corp.
Faivush, Albert |
| November 16, 1998 |
Consent Order |
Richard, William R. |
| November 5, 1998 |
Consent Order |
Synovus Securities, Inc. |
| November 2, 1998 |
Civil Penalty |
Bierstein, Lenny |
| November 2, 1998 |
Proposed Order to Deny Application |
Argent Securities, Inc. |
| September 23, 1998 |
Cease and Desist Order |
Public Communications Services, Inc.
Finkelstein, Lon
Malkin, Sharon |
| August 24, 1998 |
Cease and Desist Order |
Future Tech Developments, Inc.
Venture Funding Group, Inc.
Meinders, Thomas R. |
| August 24, 1998 |
Cease and Desist Order |
Meternet Corporation
Venture Funding Group, Inc.
Meinders, Thomas R. |
| August 24, 1998 |
Cease and Desist Order |
Tri State Innkeepers, Inc.
Venture Funding Group, Inc.
Meinders, Thomas R. |
| August 24, 1998 |
Cease and Desist Order |
Upward Industries, Inc.
Venture Funding Group, Inc.
Meinders, Thomas R. |
| August 24, 1998 |
Cease and Desist Order |
Venture Funding Group, Inc.
Meinders, Thomas R. |
| August 24, 1998 |
Cease and Desist Order |
Wash n Shine, Inc.
Venture Funding Group, Inc.
Meinders, Thomas R. |
| July 24, 1998 |
Cease and Desist Order |
Capital Management International, Ltd.
Ratoff, Ronald |
| July 23, 1998 |
Cease and Desist Order |
Papa Holdings, Inc.
The Ponzu Companies, Inc.
Papa, Jon C.
Papa, Ramon C., III
Anderson, Thomas L.
Beneakem, David M.
Saroole, Kourosh
Naughton, David J. |
| July 23, 1998 |
Civil Penalty |
American Investment Services, Inc.
Bjork, David R. |
| July 1, 1998 |
Cease and Desist Order |
Buckhorn Financial Services, Inc.
SafeKeeping, Inc. |
| June 26, 1998 |
Cease and Desist Order |
Foreign Currency International |
| June 23, 1998 |
Cease and Desist Order |
The Piddler
The Sharing Funds Foundation
International Downline Building Co-Op
Henley, Eugene |
| June 9, 1998 |
Consent Order |
Hausauer, Dirk P. |
| June 8, 1998 |
Cease and Desist Order |
Internet Casino Sports Gaming
Benson, Denis M. |
| May 18, 1998 |
Consent Order |
Tradestar Investments, Inc. |
| May 7, 1998 |
Cease and Desist Order |
HJB, Inc.
Dakota Utilities, Inc.
Busche, Gerold
Dallman, Craig
Thompson, Ron
Schobinger, Lee
Prigge, Shirley
Zuber, Loraine |
| April 22, 1998 |
Cease and Desist Order |
International Joint Ventures Association
AgKota Holdings, Inc.
Preferred Home Loans
Founder's Club, Inc.
Swartzendruber, Verlin
Nitschke, Terry
Nitschke, Norm
Ebele, William
Moos, Duane |
| April 20, 1998 |
Cease and Desist Order |
Global Prosperity Group
Global Leadership Council
Gabel, Larry
Hoffman, John
Bishop, B. J. |
| April 17, 1998 |
Cease and Desist Order |
Global Prosperity Group
Global Leadership Council
Whealy, John |
| April 7, 1998 |
Cease and Desist Order |
The Gold Lead Pool a/k/a A-Z Systems
Zoubov, Alexei
Frahm, Julie
Frahm, Richard |
| April 3, 1998 |
Cease and Desist Order |
Global Prosperity Group
Global Leadership Council
Lozier, Dave
Lozier, Cindy
Riley, Elizabeth
Chapman, Dael A.
Szuch, Shoshanna
Eichinger, Jeff
Weatherby, Ione |
| March 24, 1998 |
Cease and Desist Order |
For Champions Only
The Winner's Circle
Kincaid, Tom |
| March 11, 1998 |
Cease and Desist Order |
The Piddler
The Sharing Funds Foundation
International Downline Building Co-Op
Henley, Eugene
Molonar, Frank
Readling, Donald |
| February 13, 1998 |
Cease and Desist Order |
Prosper International League, Ltd.
Prosper International, Ltd.
Universal Marketing
Miller, Charles |
| February 3, 1998 |
Cease and Desist Order |
Magnum Petroleum
Nichter, Jerry |
| January 29, 1998 |
Cease and Desist Order |
Tel Com Plus Miami, LLC
Tel Com Plus East
Tel Com Plus, Inc.
Prime Equities Group
Capital Funds Administration
Applied Financial Group
Easy Cellular, Inc.
Wireless Connection, Inc.
Bierstein, Lenny
Pinkus, Neil
Kratz, Howard W.
Pollara, Richard
Bender, Ted
Porter, Bruce |
| January 28, 1998 |
Consent Order |
Tradeway Securities Group, Inc. |
| January 16, 1998 |
Cease and Desist Order |
Spectra Media, Inc.
Affiliated Limited Liability Companies
Treasure Chest Television Affiliates
Century Financial Services
Windfall Financial Group
Management Services
Roberts, Vicki
Noorlun, Lyle
Williams, Valerie Joy
Davis, Chris |
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