Enforcement Actions

Date	Type of Order	Subjects of Order
July 6, 2007	Cease and Desist Order	True Investments Inc. Ty Olstad J & C Entertainment James Carson
June 19, 2007	Consent Order	LAS International, Ltd. Neil Whittey Syver Vinje (also see order on 1/11/08)
June 19, 2007	Consent Order	First Union Securities, Inc. Wachovia Securities, Inc. now known as Wachovia Securities, LLC
May 25, 2007	Order for Civil Penalty (VACATED)	LAS International, Ltd. Neil Whittey Syver Vinje (SEE JUNE 19TH CONSENT ORDER)
May 17, 2007	Cease and Desist Order	Americans for Lawful Financial Independence & Information MY ICIS, INC. Wayne Hicks Lori Hicks
May 1, 2007	Consent Agreement	Samuel G. Loumer Michael Kramer
March 12, 2007	Consent Order	IRAX International, LLC Impact Industries International, LLC Financial Planning Services, Inc. Bruce Anderson
March 3, 2007	Consent Order	CD Acquisition Group, LLC David Mees
January 23, 2007	Consent Order	A. G. Edwards & Sons, Inc.

Archived Enforcement Orders
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