Enforcement Actions

Date	Type of Order	Subjects of Order
October 16, 2008	Cease and Desist Order	Nicholas Alexander Smirnow aka Nick Smirnow, doing business under the Ontario registered Business Name "P-2-P NETWORK"
August 15, 2008	Cease and Desist Order	Jonathan Brewer Cyprus Builders, Inc.
July 31, 2008	Consent Order	Inland National Securities, Inc. David Theusch Keith Theusch
July 21, 2008	Findings of Fact	Morgan Stanley & Co. Incorporated
July 17, 2008	Order for Permanent Injunction	Larry M. Atkins Atkins Brokerage Services, Inc. Retirement Planning Concepts, Inc. Retirement Income Planning, Inc. Retirement Navigation, Inc.
June 16, 2008	Consent Order	Rothschild Investment Corporation Paul E. Geringer Christian P. Geringer
June 9, 2008	Order for Civil Penalty	True Investments Inc. Ty Olstad
June 3, 2008	Order for Civil Penalty	Dorothy K. Schlabsz
April 22, 2008	Ex Parte Order for Preliminary Injunction	Larry M. Atkins Atkins Brokerage Services, Inc. Retirement Planning Concepts, Inc. Retirement Income Planning, Inc. Retirement Navigation, Inc.
March 25, 2008	Consent Order	Andrew Schwandt
March 17, 2008	Order for Civil Penalty	Thomas W. Woodard dba Woodward Financial
January 24, 2008	Consent Order	Ashmore Family Foundation, a Minnesota Charitable Trust Flint Ashmore Monte R. Ashmore
January 11, 2008	Stipulation for Amendment	LAS International, Ltd. Neil Whittey Syver Vinje (also see order on 6/19/07)

Archived Enforcement Orders
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