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September 6, 2010
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ND Securities Industry Professionals

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AALAND, KARLA - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ACEVEDO, TAMI - WELLS FARGO INVESTMENTS, LLC

ADAIR, LAURA - SECURIAN FINANCIAL SERVICES, INC.

ADAMS, JOHN - STIFEL, NICOLAUS & COMPANY, INCORPORATED

AGATHER, KENNETH - ONEAMERICA SECURITIES, INC.

ALBRECHT, ROBERT - EDWARD JONES

ALDAYEL, ADNAN - CAPITAL FINANCIAL SERVICES, INC.

ALLEN, CHRISTOPHER - FARMERS FINANCIAL SOLUTIONS, LLC

ALLEY, CHARLES - MORGAN STANLEY DW INC.

ALMER, MORGAN - WELLS FARGO INVESTMENTS, LLC

AMUNDSON, MIKE - RBC CAPITAL MARKETS CORPORATION

ANAS, JONATHON - RBC DAIN RAUSCHER INC.

ANDERSON, ASHLEY - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ANDERSON, GRETCHEN - UBS FINANCIAL SERVICES INC.

ANDERSON, JAMES - EQUITRUST MARKETING SERVICES, LLC

ANDERSON, KRISTINE - THRIVENT INVESTMENT MANAGEMENT INC.

ANDERSON, LAURA - CAPITAL FINANCIAL SERVICES, INC.

ANDERSON, LYNDA - THRIVENT INVESTMENT MANAGEMENT INC.

ANDERSON, MATTHEW - THRIVENT INVESTMENT MANAGEMENT INC.

ANDERSON, SONJA - WELLS FARGO INVESTMENTS, LLC

ANDERSON, STEVE - MORGAN STANLEY SMITH BARNEY

ANDERSON, TARA - WELLS FARGO INVESTMENTS, LLC

ANDRISEN, PERRY - EDWARD JONES

ANKRUM, BENJAMIN - AMERIPRISE FINANCIAL SERVICES, INC.

ANKRUM, EDWARD - AMERICAN EXPRESS FINANCIAL ADVISORS INC.

ANSTADT, DAVID - AMERICAN GENERAL SECURITIES INCORPORATED

ARMAN, RUSSELL - PROEQUITIES, INC.

ARNOLD, MARGO - PARK AVENUE SECURITIES LLC

ARNTSON, STEPHEN - QUESTAR ASSET MANAGEMENT, INC.

ASCHE, RICK - MUTUAL OF OMAHA INVESTOR SERVICES, INC.

ASCHE, STEVEN - THRIVENT INVESTMENT MANAGEMENT INC.

ASTRUP, KENNETH - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATKINSON, BRIAN - GENWORTH FIN ADVISERS CORP & GENWORTH FIN SECURITI

AUGUSTIN, STEVEN - WOODBURY FINANCIAL SERVICES, INC.

AUNE, STEVEN - COUNTRY CAPITAL MANAGMENT COMPANY

AVERY, MONTE - CAPITAL FINANCIAL SERVICES, INC.

AYASH, KAREN - RAYMOND JAMES FINANCIAL SERVICES, INC.


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