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September 6, 2010
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ND Securities Industry Professionals

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BABECK, SHELDON - INVESTMENT CENTERS OF AMERICA, INC.

BACH, JOSHUA - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BACKEN, QUINCY - AMERICAN FAMILY SECURITIES, LLC

BAETH, KIRK - INVESTMENT CENTERS OF AMERICA, INC.

BAGLIEN, BONNIE - MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BAILEY, BRYAN - HBW SECURITIES LLC

BAKK, MICHAEL - BRADY MARTZ & ASSOCIATES, P.C.

BAKKEN, BRAD - BANCWEST INVESTMENT SERVICES, INC.

BALDWIN, JOEL - LINCOLN FINANCIAL SECURITIES CORPORATION

BARBOT, JUDY - STIFEL, NICOLAUS & COMPANY, INCORPORATED

BARES, DENISE - MUTUAL OF AMERICA SECURITIES CORPORATION

BARKER, ANDREW - NORTHWESTERN MUTUAL FINANCIAL NETWORK

BARRETT, MICHAEL - GENEOS WEALTH MANAGEMENT, INC.

BARTA, RONALD - INVESTMENT CENTERS OF AMERICA, INC.

BARTLEY IV, JOHN - STATE FARM VP MANAGEMENT CORP.

BARTSCH, KIMBERLY - PURSHE KAPLAN STERLING INVESTMENTS

BATTLES, DEBORAH - FINANCIAL NETWORK INVESTMENT CORPORATION

BAUMGARTNER, TODD - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BEAMAN, WILLIAM - WADDELL & REED, INC.

BECHTOLD, CYNTHIA - INVESTMENT CENTERS OF AMERICA, INC.

BECKER, BARBARA - INVESTMENT CENTERS OF AMERICA, INC.

BECKMAN, KIMBERLY - DOUGHERTY & COMPANY LLC

BEDFORD, JASON - INVEST FINANCIAL CORPORATION

BEHRENDT, JAMES - STIFEL, NICOLAUS & COMPANY, INCORPORATED

BEKKERUS, SARA - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BELZER, CHARLES - HBW SECURITIES LLC

BENDER, KEVIN - SAGEPOINT FINANCIAL, INC.

BENDER, TAMMY - EDWARD JONES

BENESH, MARK - PRUCO SECURITIES, LLC

BENNEFELD, GERALD - AMERICAN FAMILY SECURITIES, LLC

BENNETT, JOHN - ASKAR CORP.

BENNETT, STUART - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BENNING, RYAN - BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERG, ROSA - ING FINANCIAL ADVISERS, LLC

BERG, RYAN - HARBOUR INVESTMENTS, INC.

BERGANTINE, HEATHER - ALERUS SECURITIES CORPORATION

BERGDAHL, BRADLEY - LPL FINANCIAL CORPORATION

BERGER, KAREN - EQUITRUST MARKETING SERVICES, LLC

BERGMAN, ASHLEY - MORGAN STANLEY SMITH BARNEY

BERGQUIST, MICHAEL - PRUCO SECURITIES, LLC

BERGSTEDT, ANN - INVESTMENT CENTERS OF AMERICA, INC.

BERGSTRAND, SHAWN - NYLIFE SECURITIES LLC

BERTSCH, NICOLE - CAPITAL FINANCIAL SERVICES, INC.

BERUBE, GARY - AXA ADVISORS, LLC

BEYER, BRIAN - EQUITRUST MARKETING SERVICES, LLC

BIBELHEIMER, MARK - AXA ADVISORS, LLC

BIERDEMAN, MARK - AMERICAN EXPRESS FINANCIAL ADVISORS INC.

BIERSCHBACH, JAMES - FARMERS FINANCIAL SOLUTIONS, LLC

BINDAS, MICHAEL - INVESTMENT CENTERS OF AMERICA, INC.

BIRD, JOEL - AMERIPRISE FINANCIAL SERVICES, INC.

BIRMINGHAM, CHRISTOPHER - INVESTMENT CENTERS OF AMERICA, INC.

BIRNEL, NICHOEL - THRIVENT INVESTMENT MANAGEMENT INC.

BITZ, JOEY - RAYMOND JAMES FINANCIAL SERVICES

BJERK, KEITH - RAYMOND JAMES FINANCIAL SERVICES, INC.

BJERKE, REBECCA - NATIONAL PLANNING CORPORATION

BJERKE, TYLER - NATIONAL PLANNING CORPORATION

BJORK, DAVID - CAPITAL FINANCIAL SERVICES, INC.

BJORNSON, DAVID - THRIVENT INVESTMENT MANAGEMENT INC.

BLETH, JAY - EDWARD JONES

BLIKRE, STEVE - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BODENSTEINER, JAMES - PARK AVENUE SECURITIES LLC

BOE, JORDAN - EDWARD JONES

BOERGER, THOMAS - AMERIPRISE FINANCIAL SERVICES, INC.

BOHL, DARIN - INVESTMENT CENTERS OF AMERICA, INC.

BOHL, PERRY - INVESTMENT CENTERS OF AMERICA, INC.

BOHRER, BART - CAPITAL FINANCIAL SERVICES, INC.

BOLINSKE, DAVID - RAYMOND JAMES FINANCIAL SERVICES, INC.

BOLSTAD, ROBIN - ROYAL ALLIANCE ASSOCIATES, INC.

BOPPRE, BRIAN - CAPITAL FINANCIAL SERVICES, INC.

BORLAUG, LARRY - THRIVENT INVESTMENT MANAGEMENT INC.

BORR, KAREN - FSC SECURITIES CORPORATION

BORTH, WADE - ONEAMERICA SECURITIES, INC,

BORUD, JARROD - THRIVENT INVESTMENT MANAGEMENT INC.

BOSCHE, RICK - WELLS FARGO ADVISORS, LLC

BOTNER, RYAN - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BOWERMAN, BRIETTA - EDWARD JONES

BRAATEN, CARLA - THRIVENT INVESTMENT MANAGEMENT INC.

BRAKEL, MARK - INVESTMENT CENTERS OF AMERICA, INC.

BRANCA, JOSEPH - AMERIPRISE FINANCIAL SERVICES, INC.

BRANDNER, KIM - THRIVENT INVESTMENT MANAGEMENT INC.

BRANDNER, KIM - NYLIFE SECURITIES LLC

BRANDT, BENJAMIN - THRIVENT INVESTMENT MANAGEMENT INC.

BRANDT, RAOUL - CAPITAL FINANCIAL SERVICES, INC.

BRANNAN, SCOTT - BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BRAUN, CALEY - FARMERS FINANCIAL SOLUTIONS, LLC

BRAUN, DARYL - SECURIAN FINANCIAL SERVICES, INC.

BRAUN, JAMES - INVESTMENT CENTERS OF AMERICA, INC.

BRAUN, LORI - INVESTMENT CENTERS OF AMERICA, INC.

BRAUN, LORI - INVESTMENT CENTERS OF AMERICA, INC.

BRAUN, MICHAEL - STATE FARM VP MANAGEMENT CORP.

BRAUNBERGER, BRAD - MILLER JOHNSON STEICHEN KINNARD, INC.

BRAUNBERGER, STEVE - STIFEL, NICOLAUS & COMPANY, INCORPORATED

BREKKEN, VINCENT - BRADY MARTZ & ASSOCIATES, P.C.

BRENK, PAUL - AMERIPRISE FINANCIAL SERVICES, INC.

BRINK, SHAWN - TRANSAMERICA FINANCIAL ADVISORS, INC.

BRORBY, CAROLINE - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BROSTROM, JASON - EDWARD JONES

BROWN, CARLA - CAPITAL FINANCIAL SERVICES, INC.

BRUCKBAUER, MICHAEL - EQUITRUST MARKETING SERVICES, LLC

BRUNELLE, JEREMY - INTERSECURITIES, INC.

BRUNS, JOSHUA - WELLS FARGO INVESTMENTS, LLC

BUCHHOLZ, AARON - U.S. BANCORP INVESTMENTS, INC.

BUEHLER, DOUGLAS - AXA ADVISORS, LLC

BURCK, KEITH - ALERUS SECURITIES CORPORATION

BURCKHARD, KEVIN - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BURGAD, JAFORD - MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BURKE, KAREN - UBS FINANCIAL SERVICES INC.

BURKE, MARK - AMERICAN FAMILY SECURITIES, INC.

BURKE, TERRY - FARMERS FINANCIAL SOLUTIONS

BUSEK, KENT - RDA FINANCIAL ADVISORS, LLC

BYE, ROBERT - THE O.N. EQUITY SALES COMPANY

BYE, SCOTT - THE O.N. EQUITY SALES COMPANY


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