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September 6, 2010
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ND Securities Industry Professionals

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DABILL, NANCY - MILLER JOHNSON STEICHEN KINNARD, INC.

DAFFINRUD, MICHAEL - PRIMEVEST FINANCIAL SERVICES, INC.

DAFFINRUD, RENEE - PRIMEVEST FINANCIAL SERVICES, INC.

DALZIEL, TODD - FINANCIAL NETWORK INVESTMENT CORPORATION

DAVIS, WILLIAM - WELLS FARGO ADVISORS, LLC

DAY, JOSEPH - QA3 FINANCIAL CORP.

DEACON, THOMAS - MORGAN STANLEY SMITH BARNEY

DEHNE, JEFFREY - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

DEILE, DAVID - EDWARD JONES

DEITEMEYER, TIMOTHY - NATIONAL PLANNING CORPORATION

DEKREY, KEVIN - MORGAN STANLEY SMITH BARNEY

DELAP, STEVEN - INVESTMENT CENTERS OF AMERICA, INC.

DENNIS, JEROME - EDWARD JONES

DETIENNE, CHAD - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DEWALD, BRADLEY - NYLIFE SECURITIES LLC

DIBRITO, ROCCO - NYLIFE SECURITIES LLC

DICK, ROBERT - RAYMOND JAMES FINANCIAL SERVICES, INC.

DICKELMAN, TERESA - WELLS FARGO ADVISORS, LLC

DOBBS, JOSEPH - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

DOCKTER, JASON - ASSOCIATED FINANCIAL SERVICES, INC.

DOCKTER, JERROLD - SAGEPOINT FINANCIAL, INC.

DORRHEIM, SHIRLEY - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DRAEGER, DENNIS - AMERIPRISE FINANCIAL SERVICES, INC.

DRUMMOND, JAMES - SAMMONS SECURITIES COMPANY, LLC

DUBUQUE, ROBIN - INVESTMENT CENTERS OF AMERICA, INC.

DUFAULT, CHRISTOPHER - TRANSAMERICA FINANCIAL ADVISORS, INC.

DUHAMEL, DANNY - EAGLE ONE INVESTMENTS, LLC

DUHIGG, ERIC - COUNTRY CAPITAL MANAGEMENT COMPANY

DUNKEL, JAMES - INVESTMENT CENTERS OF AMERICA, INC.

DUNN, SHERRY - UBS FINANCIAL SERVICES INC.

DURKIN, KAREN - ALERUS SECURITIES CORPORATION

DUSTERHOFT, SCOTT - AMERIPRISE FINANCIAL SERVICES, INC.

DVORAK, CORINNE - EDWARD JONES

DVORAK, CORINNE - EDWARD JONES

DVORAK, NATHAN - EDWARD JONES

DYE, SHAWN - BANCWEST INVESTMENT SERVICES, INC.

DYK, DONALD - INVESTMENT CENTERS OF AMERICA, INC.


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