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September 6, 2010
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ND Securities Industry Professionals

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FABRICIUS, ALLEN - THRIVENT INVESTMENT MANAGEMENT INC.

FALK, DAVID - AXA ADVISORS, LLC

FARSTVEET, DANIEL - EQUITRUST MARKETING SERVICES, LLC

FARSTVEET, RYAN - LOMBARD SECURITIES INCORPORATED

FASON, CYNTHIA - AXA ADVISORS, LLC

FELAND, MICHELLE - RAYMOND JAMES FINANCIAL SERVICES, INC.

FELCHLE, FRED - NATIONAL PLANNING CORPORATION

FELCHLE, STEVEN - WELLS FARGO INVESTMENTS, LLC

FELDMANN, JULES - GENWORTH SEC ADVISERS CORP & GENWORTH FIN SECURITI

FELDNER, THOMAS - CAPITAL FINANCIAL SERVICES, INC.

FELTMAN, MARLIN - U.S. BANCORP INVESTMENTS, INC.

FENLEY, RANDY - STATE FARM VP MANAGEMENT CORP.

FERGUSON, ROBERT - EQUITRUST MARKETING SERVICES, LLC

FETTIG, JAMES - INVESTMENT CENTERS OF AMERICA, INC.

FETTIG, JASON - FIRST ALLIED SECURITIES, INC.

FISCHER, JOHN - UBS FINANCIAL SERVICES INC.

FISCHER, KATHLEEN - PFS INVESTMENTS INC.

FITTERER, DAVID - EDWARD JONES

FLAAGAN, KEVIN - NYLIFE SECURITIES INC.

FLEISCHER, CALVIN - VALIC FINANCIAL ADVISORS, INC.

FLEMING, PAUL - RAYMOND JAMES FINANCIAL SERVICES, INC.

FLESCH, JOHN - ALERUS SECURITIES CORPORATION

FOLTZ, RYAN - CAPITAL FINANCIAL SERVICES, INC.

FORDE, RENEE - STATE FARM VP MANAGEMENT CORP.

FORTHUN, ADAM - INTEGRITY FUNDS DISTRIBUTOR, INC.

FOSSE, H. - AXA ADVISORS, LLC

FOX, JOHN - EDWARD JONES

FRAHM, DONN - NATIONAL PLANNING CORPORATION

FRANKHAUSER, JEFFREY - FINANCIAL NETWORK INVESTMENT CORPORATION

FRANKS, RONALD - WOODBURY FINANCIAL SERVICES, INC.

FREED, DENNIS - AMERIPRISE FINANCIAL SERVICES, INC.

FREIER, LANCE - EDWARD JONES

FREMLING, ELAINE - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FREMLING JR, DANIEL - PARK AVENUE SECURITIES LLC

FRENCH, DEAN - ALERUS SECURITIES CORPORATION

FRENCH, FRANCINE - AMERIPRISE FINANCIAL SERVICES, INC.

FRIEDT, GARRY - NATIONAL PLANNING CORPORATION

FRIGSTAD, JAMES - THRIVENT INVESTMENT MANAGEMENT INC.

FROELICH, FRANCIS - RBC DAIN RAUSCHER INC.

FUHRER, EMILY - WELLS FARGO INVESTMENTS, LLC

FULLERTON, PETER - WELLS FARGO INVESTMENTS, LLC

FUST, LARRY - INVESTMENT CENTERS OF AMERICA, INC.


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