Skip to page contentSkip to main navigationSkip to Resources navigation
North Dakota Securities Department Home
home complaint form contact us
September 6, 2010
Department Info
News
Rules and Regulations
Registration Requirements
Investor Education
Raising Capital
Investor Protection
Industry Resources

Begin Resources links
Web Sites

ND Securities Industry Professionals

Helpful Publications
End Resources links
Forms

Investor Information (links off-site)

Investing Online Resource Center (links off-site)

Senior Investor Resource Center (links off-site)

Member of the North American Securities Administrators Association (links off-site)

Member of the North American Securities Administrators
Association
Resources

ND Securities Industry Professionals

View Professionals by Last Name:
A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | Y | Z

HAALAND, NEAL - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HAFNER, SHANE - SECURIAN FINANCIAL SERVICES, INC.

HAGA, GERALD - ROYAL ALLIANCE ASSOCIATES, INC.

HAGEN, RACHEL - ALERUS SECURITIES CORPORATION

HAGER, TARA - WELLS FARGO INVESTMENTS, LLC

HAHN, RONDA - WELLS FARGO INVESTMENTS, LLC

HAIDER, KEITH - METLIFE SECURITIES INC.

HALL, THERESA - EIDE BAILLY ADVISORS, LLC & SECURITIES AMERICA,INC

HALLETT, THOMAS - ING FINANCIAL PARTNERS, INC.

HALSTENSON, JOHN - THRIVENT INVESTMENT MANAGEMENT INC.

HALSTENSON, THOMAS - INVESTMENT CENTERS OF AMERICA, INC.

HALVORSON, DAVID - PARK AVENUE SECURITIES LLC

HANDE, CASEY - INVESTMENT CENTERS OF AMERICA, INC.

HANISH, CHARLES - DOUGHERTY & COMPANY LLC

HANNA, RONDEE - INVESTMENT CENTERS OF AMERICA, INC.

HANSEN, DONNA - EDWARD JONES

HANSEN, GARY - EDWARD JONES

HANSON, BRUCE - PRUCO SECURITIES, LLC

HANSON, DARCY - H. BECK, INC.

HANSON, DUANE - MUTUAL OF OMAHA INVESTOR SERVICES, INC.

HANSON, JONATHAN - PRUCO SECURITIES, LLC

HANSON, KARI - THRIVENT INVESTMENT MANAGEMENT INC.

HAPIP, MARIAN - PFS INVESTMENTS INC.

HARLOW, TIMOTHY - H.D. VEST INVESTMENT SERVICES

HARTMAN, STEVEN - NYLIFE SECURITIES INC.

HAUG, PHILIP - COUNTRY CAPITAL MANAGEMENT COMPANY

HAUG, WILLIAM - STIFEL, NICOLAUS & COMPANY, INCORPORATED

HAUGAN, TED - THE O.N. EQUITY SALES COMPANY

HAUGEN, DARREN - PRIMEVEST FINANCIAL SERVICES, INC.

HAUGEN, EDWIN - THRIVENT INVESTMENT MANAGEMENT INC.

HAUGEN, JONATHAN - THRIVENT INVESTMENT MANAGEMENT INC.

HAUGEN, PATRICIA - THRIVENT INVESTMENT MANAGEMENT INC.

HAVIG, MARK - ALLSTATE FINANCIAL SERVICES, LLC

HAWKINSON, DONALD - PRIMEVEST FINANCIAL SERVICES, INC.

HAYHURST, KELLY - RAYMOND JAMES FINANCIAL SERVICES, INC.

HEARN, DEBORAH - STIFEL, NICOLAUS & COMPANY, INCORPORATED

HEBL, ROBERT - SECURITIES AMERICA, INC.

HEFTA, TROY - WORKMAN SECURITIES CORPORATION

HEIM, KIRK - EDWARD JONES

HEINLE, KENT - THRIVENT INVESTMENT MANAGEMENT INC.

HEISLER, DARREN - RAYMOND JAMES FINANCIAL SERVICES, INC.

HEITKAMP, JASON - NATIONAL PLANNING CORPORATION

HELBLING, MARLENE - WELLS FARGO INVESTMENTS, LLC

HELGERSON, ODIN - CROWN CAPITAL SECURITIES, L.P.

HELGESON, DENNIS - NATIONAL PLANNING CORPORATION

HENDRICKSON, BRANDYN - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

HENDRICKSON, JODI - EDWARD JONES

HENDRICKSON, JON - CAPITAL FINANCIAL SERVICES, INC.

HENKE, DOROTHY - NATIONAL PLANNING CORPORATION

HENSRUD, PAUL - AMERIPRISE FINANCIAL SERVICES, INC.

HEPPER, DEAN - MERRILL LYNCH, PIERCE, FENNER & SMITH

HERBEL, TODD - INVEST FINANCIAL CORPORATION

HERMAN, KYLE - FARMERS FINANCIAL SOLUTIONS, LLC

HERMANSON, NANCY - WELLS FARGO INVESTMENTS, LLC

HERZING, KELLY - BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

HESKIN, CHERIE - EDWARD JONES

HETTINGER, TERESA - INVESTMENT CENTERS OF AMERICA, INC.

HEUER, JEANINE - RAYMOND JAMES FINANCIAL SERVICES, INC.

HEYD, NORMAN - HBW SECURITIES LLC

HILL, KELLY - INVESTMENT CENTERS OF AMERICA, INC.

HILL, RALPH - INVESTMENT CENTERS OF AMERICA, INC.

HILL, SHELLEY - MORGAN STANLEY SMITH BARNEY

HINSZ, JULIE - INVESTMENT CENTERS OF AMERICA, INC.

HODNEFIELD, ROGER - AMERIPRISE FINANCIAL SERVICES, INC.

HOEFT, RODGER - FARMERS FINANCIAL SOLUTIONS, LLC

HOERNER, PATRICK - FSC SECURITIES CORPORATION

HOFFMAN, GREGORY - RBC DAIN RAUSCHER INC.

HOFFNER, JERALD - HBW SECURITIES LLC

HOFSOMMER, ANITA - NORTHWESTERN MUTUAL INVESTMENT SERVICS LLC

HOLLAND, PAUL - PARK AVENUE SECURITIES LLC

HOLM, MICHAEL - EDWARD JONES

HOLOWELL, CATHY - CAPITAL FINANCIAL SERVICES, INC.

HOLSTAD, CHRIS - RBC DAIN RAUSCHER INC.

HOLZWARTH, WILLARD - BANCWEST INVESTMENT SERVICES, INC.

HONCHARENKO, VICTORIA - INVESTMENT CENTERS OF AMERICA, INC.

HOPLIN, JEFFREY - ALERUS SECURITIES CORPORATION

HOUCHIN, CLAY - H.D. VEST INVESTMENT SERVICES

HOVEY, PETER - MORGAN STANLEY SMITH BARNEY

HUANG, YIN-TAO (JONNY) - DRAGON FINANCIAL CONSULTING, INC. & DRAGON WEALTH

HUBER, CHRISTINE - RDA FINANCIAL ADVISORS, LLC

HUBER, DENNIS - QA3 FINANCIAL CORP.

HUBRIG, KELLY - BANCWEST INVESTMENT SERVICES, INC.

HUCK, TYLER - TRANSAMERICA FINANCIAL ADVISORS, INC.

HULETT, REBECCA - STIFEL, NICOLAUS & COMPANY, INCORPORATED

HUMMEL, PETER - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HUSS, REX - AMERIPRISE FINANCIAL SERVICES, INC.

HUSTAD, ERIC - INVESTMENT CENTERS OF AMERICA, INC.


Back to main navigation