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September 6, 2010
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ND Securities Industry Professionals

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KABANUCK, JOANNE - UVEST FINANCIAL SERVICES GROUP, INC.

KADLEC, SCOTT - MORGAN STANLEY SMITH BARNEY

KADRMAS, GAYLE - INVESTMENT CENTERS OF AMERICA, INC.

KARSKY, SCOTT - STATE FARM VP MANAGEMENT CORP.

KASHMARK, JOHN - WELLS FARGO ADVISORS, LLC

KASPER, JAMES - NATIONAL PLANNING CORPORATION

KAUTZMAN, DARLENE - DOUGHERTY & COMPANY LLC

KEEGAN, RITA - THRIVENT INVESTMENT MANAGEMENT INC.

KEEL, RYAN - EAGLE ONE INVESTMENTS, LLC

KELLER, TIMOTHY - LPL FINANCIAL CORPORATION

KELLEY, BRADLEY - EIDE BAILLY SECURITIES, LLC & SECURITIES AMERICA,

KELLY, BURTON - EQUITRUST MARKETING SERVICES, LLC

KELSCH, KATHLEEN - STATE FARM VP MANAGEMENT CORP.

KEMPEL, MELINDA - INVESTMENT CENTERS OF AMERICA, INC.

KENEY, RONALD - EDWARD JONES

KENT, DAVID - EQUITRUST MARKETING SERVICES, LLC

KENT, WILLIAM - MONEY CONCEPTS CAPITAL CORP

KESSEL, ERVIN - GREAT AMERICAN ADVISORS, INC.

KIEFER, WILLIAM - INVESTMENT CENTERS OF AMERICA, INC.

KIENAST, JAMES - FINANCIAL NETWORK INVESTMENT CORPORATION

KILL, JUSTIN - U.S. BANCORP INVESTMENTS, INC.

KING, EILEEN - MORGAN STANLEY SMITH BARNEY

KINZLER, TAMARA - STIFEL, NICOLAUS & COMPANY, INCORPORATED

KIRCHMEIER, JASON - AMERIPRISE FINANCIAL SERVICES, INC.

KIRKEBY, JOHN - DOUGHERTY & COMPANY LLC

KLEBE, KRAIG - INTEGRITY FUNDS DISTRIBUTOR, INC.

KLEIN, GLORIA - H.D. VEST INVESTMENT SERVICES

KLEIN, PETREA - DOUGHERTY & COMPANY LLC

KLEIN, RONALD - ING FINANCIAL PARTNERS, INC.

KLEMISCH, DAVID - NATIONAL PLANNING CORPORATION

KLOOS, PAMELA - WORKMAN SECURITIES CORPORATION

KLOOTWYK, BRUCE - RAYMOND JAMES FINANCIAL SERVICES, INC.

KLOSE, JILL - EIDE BAILLY ADVISORS, LLC

KNOLL, WILLIAM - ASSOCIATED FINANCIAL SERVICES, INC.

KOCHER, KURT - H.D.VEST ADVISORY SERVICES, INC.

KOCHER, LINDA - INVEST FINANCIAL CORPORATION

KOHLMAN, MARK - EDWARD JONES

KOSEL, RONALD - THRIVENT INVESTMENT MANAGEMENT INC.

KOSKI, ROGER - AMERIPRISE FINANCIAL SERVICES, INC.

KOSTAD, BECKY - H. BECK, INC.

KOTTSICK, RANDY - STATE FARM VP MANAGEMENT CORP.

KOUBA, KEVIN - STATE FARM VP MANAGEMENT CORP.

KRAFT, BRIAN - ALERUS SECURITIES CORPORATION

KRAFT, LYLE - PRINCOR FINANCIAL SERVICES CORPORATION

KRAGNES, KEVIN - GENEOS WEALTH MANAGEMENT, INC.

KRALING, SCOTT - EQUITRUST MARKETING SERVICES, LLC

KRANK, BRIEN - MORGAN STANLEY SMITH BARNEY

KRENZ, MALISSA - STIFEL, NICOLAUS & COMPANY, INCORPORATED

KUCHAR, JAMES - INVESTMENT CENTERS OF AMERICA, INC.

KUDRNA, RONALD - AMERIPRISE FINANCIAL SERVICES, INC.

KUHN, JOHN - INVEST FINANCIAL CORPORATION

KUHN, RICHARD - EDWARD JONES

KVALVOG, RAYMOND - WELLS FARGO ADVISORS, LLC

KVILVANG, CHRISTIAAN - EQUITRUST MARKETING SERVICES, LLC


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