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September 6, 2010
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ND Securities Industry Professionals

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LABONTE, ROBERT - CAPITAL FINANCIAL SERVICES, INC.

LAFAVE, JOSEPH - GENEOS WEALTH MANAGEMENT, INC.

LAMEY-VOLK, LINDA - WELLS FARGO ADVISORS, LLC

LANGEMO, LAWRENCE - INVESTMENT CENTERS OF AMERICA, INC.

LARSEN, MARK - EDWARD JONES

LARSON, HARVEY - UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA

LARSON, LEONARD - INVESTMENT CENTERS OF AMERICA, INC.

LARSON-PETERSON, POLLY - FSC SECURITIES CORPORATION

LAUCKNER, MICHAEL - THRIVENT INVESTMENT MANAGEMENT, INC.

LAURITSEN, JASON - GENEOS WEALTH MANAGEMENT, INC.

LAURITSEN, LYLE - GENEOS WEALTH MANAGEMENT, INC.

LAWIN, JAMES - CAPITAL FINANCIAL SERVICES, INC.

LEDUC, STEPHANIE - RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

LEE, RICHARD - GARDNER ADVISORS INC.

LEE, RICK - LINSCO/PRIVATE LEDGER CORP.

LEIDY, TREVOR - INVESTMENT CENTERS OF AMERICA, INC.

LEIGHTON, DAVID - AMERIPRISE FINANCIAL SERVICES, INC.

LEIGHTON, MICHAEL - AMERIPRISE FINANCIAL SERVICES, INC.

LEINES, THERESA - WELLS FARGO INVESTMENTS, LLC

LEMNUS, ROBERT - EDWARD JONES

LENO, NANCY - WELLS FARGO INVESTMENTS, LLC

LEROUX, RYAN - NATIONAL PLANNING CORPORATION

LEWIS, BETTY - NYLIFE SECURITIES INC.

LIGHT, PAUL - LIGHT FINANCIAL SERVICES, INC.

LILJEQUIST-GREUEL, JODY - RAYMOND JAMES FINANCIAL SERVICES, INC.

LIMESAND, DARREN - QUESTAR CAPITAL CORPORATION

LINDBO, LARENDA - EQUITRUST MARKETING SERVICES, LLC

LINDSEY, JEFFREY - CAPITAL FINANCIAL SERVICES, INC.

LINSTER, MICHAEL - AMERIPRISE FINANCIAL SERVICES, INC.

LIPSIEA, DAVID - SECURIAN FINANCIAL SERVICES, INC.

LIUDAHL, MARSHALL - THRIVENT INVESTMENT MANAGEMENT INC.

LIUDAHL, MICHAEL - THRIVENT INVESTMENT MANAGEMENT INC.

LLOYD, GARY - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LOBERG, WILLIAM - FINANCIAL NETWORK INVESTMENT CORPORATION

LOCHOW, JAMES - NATIONAL PLANNING CORPORATION

LOE, DARYL - AMERIPRISE FINANCIAL SERVICES, INC.

LORENZ, TERRY - EDWARD JONES

LOVELL, KENT - PRIMEVEST FINANCIAL SERVICES, INC.

LUFF, RONALD - ING FINANCIAL PARTNERS, INC.

LUND, JERRY - PROVEST

LUNDGREN, EDWIN - WORKMAN SECURITIES CORPORATION

LUNNEBORG, ERIC - THRIVENT INVESTMENT MANAGEMENT INC.

LURA, DUANE - EQUITRUST MARKETING SERVICES, LLC

LUZ, ANTHONY - MERRILL LYNCH PIERCE FENNER & SMITH

LYNDE-GLASER, ANGELA - EQUITRUST MARKETING SERVICES, LLC


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