Skip to page contentSkip to main navigationSkip to Resources navigation
North Dakota Securities Department Home
home complaint form contact us
September 6, 2010
Department Info
News
Rules and Regulations
Registration Requirements
Investor Education
Raising Capital
Investor Protection
Industry Resources

Begin Resources links
Web Sites

ND Securities Industry Professionals

Helpful Publications
End Resources links
Forms

Investor Information (links off-site)

Investing Online Resource Center (links off-site)

Senior Investor Resource Center (links off-site)

Member of the North American Securities Administrators Association (links off-site)

Member of the North American Securities Administrators
Association
Resources

ND Securities Industry Professionals

View Professionals by Last Name:
A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | Y | Z

MAAS, KELLY - AMERIPRISE FINANCIAL SERVICES, INC.

MACK, VALERIE - UVEST FINANCIAL SERVICES GROUP, INC.

MACKENZIE, CLAUDIA - INVESTMENT CENTERS OF AMERICA, INC.

MAERTENS, DANIEL - NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.

MAHER, JARED - NYLIFE SECURITIES LLC

MANN, DAVID - GARDNER FINANCIAL SERVICES, INC.

MARCUSEN, ELROY - ING FINANCIAL PARTNERS, INC.

MARTINI, ARLENE - STIFEL, NICOLAUS & COMPANY, INCORPORATED

MATHERN, RONALD - EQUITRUST MARKETING SERVICES, LLC

MATHIAS, MICHAEL - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MATTHEWS, JAY - NATIONAL PLANNING CORPORATION

MAYER, DANIEL - STIFEL, NICOLAUS & COMPANY, INCORPORATED

MAYER, NORBERT - THRIVENT INVESTMENT MANAGEMENT INC.

MAYNARD, JEFFERY - BANCWEST INVESTMENT SERVICES, INC.

MC CARTHY, ANGELA - AMERIPRISE FINANCIAL SERVICES, INC.

MCCANN-KOERSELMAN, PATRICE - MWA FINANCIAL SERVICES, INC.

MCCROSKEY, DARRELL - WOODBURY FINANCIAL SERVICES, INC.

MCDOWALL, RUSSELL - WADDELL & REED, INC.

MCGURRAN, JOHN - PARK AVENUE SECURITIES LLC

MCINTYRE, KIRSTEN - INVESTMENT CENTERS OF AMERICA, INC.

MCMULLEN, DONALD - INVESTMENT CENTERS OF AMERICA, INC.

MEDHUS, ROBERT - ASSOCIATED FINANCIAL SERVICES, INC.

MEHRING, PATRICK - ALLSTATE FINANCIAL SERVICES, LLC

MEIER, CHRISTOPHER - WELLS FARGO INVESTMENTS LLC

MELBY, DOUGLAS - EDWARD JONES

MELTZER, ROBERT - PRINCOR FINANCIAL SERVICES CORPORATION

MELVIE, LOREN - AMERIPRISE FINANCIAL SERVICES, INC.

MENKE, JAYSON - ALERUS SECURITIES CORPORATION

MENZE, RICHARD - FIRST HEARTLAND CAPITAL, INC.

MERCIL, RICHARD - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERCK, CHARLES - AMERIPRISE FINANCIAL SERVICES, INC.

MERTZ, KATHLEEN - U.S. BANCORP INVESTMENTS, INC.

MERTZ, LYNDON - FARMERS FINANCIAL SOLUTIONS, LLC

METZGER, KEVIN - NYLIFE SECURITIES LLC

MEYER, AMBER - AMERIPRISE FINANCIAL SERVICES, INC.

MEYERS, PAUL - WOODBURY FINANCIAL SERVICES, INC.

MIDDAUGH, DAVID - CAPITAL FINANCIAL SERVICES, INC.

MIDDAUGH, JASON - CAPITAL FINANCIAL SERVICES, INC.

MIEDEMA, JOEY - THRIVENT INVESTMENT MANAGEMENT INC.

MILLER, FREDRICK - INVESTMENT CENTERS OF AMERICA, INC.

MILLER, JAMES - EQUITRUST MARKETING SERVICES, LLC

MILLER, JEFFREY - EQUITRUST MARKETING SERVICES, LLC

MILLER, MICHAEL - PRINCOR FINANCIAL SERVICES CORPORATION

MILLNER, JASON - STIFEL, NICOLAUS & COMPANY, INCORPORATED

MILLNER, TERRY - STIFEL, NICOLAUS & COMPANY, INCORPORATED

MILLS, SPENCER - BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MIRANOWSKI, LISA - INVESTMENT CENTERS OF AMERICA, INC.

MJELSTAD, KEVIN - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MOCK, JAMES - THRIVENT INVESTMENT MANAGEMENT

MODRICH, WILLIAM - WELLS FARGO INVESTMENTS, LLC

MOE, LISA - PRIMEVEST FINANCIAL SERVICES, INC.

MOGEN, ERIC - EQUITRUST MARKETING SERVICES, LLC

MOMERAK, GAIL - RAYMOND JAMES FINANCIAL SERVICES, INC.

MONGEON, ANDREW - METLIFE SECURITIES INC.

MONTGOMERY, ROBERT - SECURIAN FINANCIAL SERVICES, INC.

MONZELOWSKY, RONALD - WOODBURY FINANCIAL SERVICES, INC.

MOORE, THOMAS - UBS FINANCIAL SERVICES INC.

MOORHEAD, DIXON - WELLS FARGO ADVISORS, LLC

MORAN, WILLIAM - CAPITAL FINANCIAL SERVICES, INC.

MORAST, TINA - FARMERS FINANCIAL SOLUTIONS, LLC

MORGAN, JOHN - SAMMONS SECURITIES COMPANY, LLC

MORGAN, RILIE - INVESTMENT CENTERS OF AMERICA, INC.

MOSTAD, JAMES - EQUITRUST MARKETING SERVICES, LLC

MOXNESS, MATTHEW - EQUITRUST MARKETING SERVICES, LLC

MRACHEK, KRISTOPHER - AMERIPRISE FINANCIAL SERVICES, INC.

MUEHLER, WAYNE - INVESTMENT CENTERS OF AMERICA, INC.

MUELLER, BETH - INVESTMENT CENTERS OF AMERICA, INC.

MUNKEBY, ROBERTA - NYLIFE SECURITIES LLC

MURPHY, MONICA - EIDE BAILLY ADVISORS, LLC

MURPHY, RUSSELL - INVESTMENT CENTERS OF AMERICA, INC.

MURRAY, KELLY - DOUGHERTY & COMPANY LLC


Back to main navigation