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September 6, 2010
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ND Securities Industry Professionals

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PACKULAK, STEPHEN - INVESTMENT CENTERS OF AMERICA, INC.

PANDOLFO, KIRK - MORGAN STANLEY SMITH BARNEY

PANZER, JAY - INVESTMENT CENTERS OF AMERICA, INC.

PAPER, ANTHONY - NATIONAL PLANNING CORPORATION

PAPKE, WAYNE - MORGAN STANLEY SMITH BARNEY

PAULSON, DAVID - EAGLE ONE INVESTMENTS, LLC

PAULSON, TEDDI - AMERIPRISE FINANCIAL SERVICES, INC.

PAULSRUD, GARY - ASSOCIATED FINANCIAL SERVICES, INC.

PEARSON, GUSTAV - PRUCO SECURITIES, LLC

PENGILLY, DENNIS - EQUITRUST MARKETING SERVICES, LLC

PEPPLE, JEFFREY - EQUITRUST MARKETING SERVICES, LLC

PEREZ, RACHEL - EQUITRUST MARKETING SERVICES, LLC

PETERSON, DANIEL - ING FINANCIAL PARTNERS, INC.

PETERSON, DARIN - FSC SECURITIES CORPORATION

PETERSON, GRAHAM - STIFEL, NICOLAUS & COMPANY, INCORPORATED

PETERSON, JEANNE - EDWARD JONES

PETERSON, JON - WADDELL & REED, INC.

PETERSON, MARLIN - EDWARD JONES

PETRIK, KRISTIN - PRIMEVEST FINANCIAL SERVICES, INC.

PIERCE, GARRY - GARRY PIERCE FINANCIAL SERVICES,LLP

PIERCE, KAREN - GARRY PIERCE FINANCIAL SERVICES,LLP

PIKE, THAD - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PINNOW, STEVE - INVESTMENT CENTERS OF AMERICA, INC.

PLADSON, DAREN - EIDE BAILLY ADVISORS, LLC & SECURITIES AMERICA, IN

POKRZYWINSKI, CHRISTOPHER - WOODBURY FINANCIAL SERVICES, INC.

POWELL, ROSS - WELLS FARGO INVESTMENTS, LLC

POWER, JOHN - POWER WEALTH MANAGEMENT, LLC

POWER, ROBBIN - EQUITRUST MARKETING SERVICES, LLC

PREABT, TERRANCE - PRUCO SECURITIES, LLC

PRESTENG, MARK - AMERIPRISE FINANCIAL SERVICES, INC.

PUETZ, MATTHEW - AXA ADVISORS, LLC


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