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September 6, 2010
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ND Securities Industry Professionals

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SAKRISMO, STEPHEN - WELLS FARGO ADVISORS, LLC

SALTER, DARCY - INVESTMENT CENTERS OF AMERICA, INC.

SAMUELSON, EDWARD - NATIONAL PLANNING CORPORATION

SANDERS, JAMES - FSC SEC CORP & CENTURY FIN ADVISORS, INC.

SATHER, SEAN - WELLS FARGO INVESTMENTS, LLC

SAUER, JASON - QUESTAR CAPITAL CORPORATION

SAUM, BRUCE - THRIVENT INVESTMENT MANAGEMENT, INC.

SAUVAGEAU, SUSAN - INVESTMENT CENTERS OF AMERICA, INC.

SAUVE, GARY - PLANMEMBER SECURITIES CORPORATION

SCHAAN, STEVEN - NATIONAL PLANNING CORPORATION

SCHADEWALD, MARK - INVESTMENT CENTERS OF AMERICA, INC.

SCHAFER, PERRIE - TRANSAMERICA FINANCIAL ADVISORS, INC.

SCHAFF, MICHAEL - WOODBURY FINANCIAL SERVICES, INC.

SCHANER, ROBIN - RAYMOND JAMES FINANCIAL SERVICES, INC.

SCHEMIONEK, JULIE - EQUITRUST MARKETING SERVICES, LLC

SCHERR, DARIN - EDWARD JONES

SCHIELE, KENNETH - RAYMOND JAMES FINANCIAL SERVICES, INC.

SCHLABSZ, DOROTHY - QUESTAR CAPITAL CORPORATION

SCHLAFMAN, DAVID - AMERIPRISE FINANCIAL SERVICES, INC.

SCHMALTZ, JUSTIN - EAGLE ONE INVESTMENTS, LLC

SCHMIDT, CODY - INVESTMENT CENTERS OF AMERICA, INC.

SCHMIDT, JAMES - SCHMIDT WEALTH MANAGEMENT

SCHMIDT, LAURA - PFS INVESTMENTS INC.

SCHMIDT, RONALD - INVESTMENT CENTERS OF AMERICA, INC.

SCHMIT, AARON - RAYMOND JAMES FINANCIAL SERVICES, INC.

SCHMITZ, DOUGLAS - NORTHSTAR FINANCIAL PARTNERS, INC. & FIN. STRATEGI

SCHMITZ, EDWARD - NATIONAL PLANNING CORPORATION

SCHNEIDER, INGRID - WELLS FARGO ADVISORS, LLC

SCHNEIDER, KENNETH - INVEST FINANCIAL CORPORATION

SCHNEIDER, STEVEN - LPL FINANCIAL CORPORATION

SCHROEDER, JACQUELINE - STATE FARM VP MANAGEMENT CORP.

SCHUMACHER, JOHN - FORESTERS EQUITY SERVICES, INC.

SCHWAB, GREGORY - SECURIAN FINANCIAL SERVICES, INC.

SCHWEIGERT, LOWELL - MERRILL LYNCH, PIERCE, FENNER & SMITH

SCHWEITZER, AMY - BANCWEST INVESTMENT SERVICES, INC.

SCHWEITZER, BRYAN - STATE FARM VP MANAGEMENT CORP.

SCHWEITZER, TOBIAS - QA3 FINANCIAL CORP.

SCOTT, NANCY - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SEEB, DENNIS - NATIONAL PLANNING CORPORATION

SEIBEL, BRUCE - THE O.N. EQUITY SALES COMPANY

SELCHERT, TINA - NYLIFE SECURITIES LLC

SHANNON, ROBERT - EDWARD JONES

SHEA, KRISTINE - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SHOCKMAN, THOMAS - PARK AVENUE SECURITIES LLC

SIEBENBRUNER, GAYLE - BANCWEST INVESTMENT SERVICES, INC.

SILHA, KENNETH - EQUITRUST MARKETING SERVICES, LLC

SIMONS, JAMES - FIRST COMMAND FINANCIAL PLANNING, INC.

SIMONSON, JAMES - NATIONAL PLANNING CORPORATION

SISK, TIMMY - RAYMOND JAMES FINANCIAL SERVICE, INC.

SIVERSON, CHRISTOPHER - INVESTMENT CENTERS OF AMERICA, INC.

SIVERSON, MARC - WOODBURY FINANCIAL SERVICES, INC.

SJOSTROM, CHARLES - INVESTMENT CENTERS OF AMERICA, INC.

SKEDSVOLD, BETH - AMERIPRISE FINANCIAL SERVICES, INC.

SKYTLAND, RODNEY - STATE FARM VP MANAGEMENT CORP.

SLAUTER, PAMELA - WELLS FARGO INVESTMENTS, LLC

SMITH, BREANNA - INVESTMENT CENTERS OF AMERICA, INC.

SMITH, IRVIN - WELLS FARGO ADVISORS, LLC

SMITH, KRISTOPHER - UBS FINANCIAL SERVICES INC.

SMITH, MICHAEL - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SMYTH, MICHAEL - EDWARD JONES

SNIDER, KATHRYN - U.S. BANCORP INVESTMENTS, INC.

SOLA, DAVID - THRIVENT INVESTMENT MANAGEMENT INC.

SORENSON, STEVEN - ONEAMERICA SECURITIES, INC.

SOTT, JAMES - LINSCO/PRIVATE LEDGER CORP.

SOUTHER, LARRY - AXA ADVISORS, LLC

STADUM, ROGER - UBS FINANCIAL SERVICES INC.

STAHL, JASON - LPL FINANCIAL CORPORATION

STARK, CHAD - WELLS FARGO INVESTMENTS, LLC

STASTNY, LEON - WADDELL & REED, INC.

STEIN, MICHAEL - SECURIAN FINANCIAL SERVICES, INC.

STEINWAND, TODD - WELLS FARGO INVESTMENTS, LLC

STENEHJEM, GERALD - FARMERS FINANCIAL SOLUTIONS, LLC

STIBBE, JAY - RBC DAIN RAUSCHER INC.

STIEGELMEIER, PAUL - WELLS FARGO ADVISORS, LLC

STOCKING, PATRICK - ALLSTATE FINANCIAL SERVICES, LLC

STOKKELAND, LILA - MUTUAL OF OMAHA INVESTOR SERVICES, INC.

STRAND, JEREMY - THRIVENT INVESTMENT MANAGEMENT INC.

STRAND, SUSAN - THRIVENT INVESTMENT MANAGEMENT INC.

STRANDE, LARRY - CROWN CAPITAL SECURITIES, L.P.

STREMICK, STEVEN - SAGEPOINT FINANCIAL, INC.

STROH, DORLETTA - EQUITRUST MARKETING SERVICES, LLC

STROMBERG, KELLY - SECURITIES AMERICA, INC.

STROUP, SETH - INVESTMENT CENTERS OF AMERICA, INC.

STUCKE, MATTHEW - WELLS FARGO INVESTMENTS, LLC

STUCKLE, AARON - WADDELL & REED, INC.

STUEWE, CHRISTY - THRIVENT INVESTMENT MANAGEMENT INC.

SUDA, CHRISTOPHER - EDWARD JONES

SUESS, JOHN - LINSCO/PRIVATE LEDGER CORP.

SULLIVAN, LAWRENCE - PARK AVENUE SECURITIES LLC

SULLIVAN, MATTHEW - PARK AVENUE SECURITIES LLC

SUNDERLAND, DEREK - QUESTAR CAPITAL CORPORATION

SVIHOVEC, DARIN - EAGLE ONE INVESTMENTS, LLC

SWANSON, NORMAN - STIFEL, NICOLAUS & COMPANY, INCORPORATED

SWANSON, SANDRA - EQUITRUST MARKETING SERVICES, LLC

SWEENEY, JOHN - WELLS FARGO INVESTMENTS, LLC

SWENSON, MICHELLE - MERRILL LYNCH, PIERCE, FENNER & SMITH INC

SYVERSON, LAVETTA - INVESTMENT CENTERS OF AMERICA, INC.

SYVERSON, RYLAND - INVESTMENT CENTERS OF AMERICA, INC.

SYVERTSON, JAMES - MORGAN STANLEY SMITH BARNEY


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