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September 6, 2010
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ND Securities Industry Professionals

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WAALEN, WENDY - GARDNER FINANCIAL SERVICES, INC.

WAGENMAN, RANDA - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAGNER, BRANDON - WOODBURY FINANCIAL SERVICES, INC.

WAGNER, DONAVON - WOODBURY FINANCIAL SERVICES, INC.

WAGNER, JANET - EQUITRUST MARKETING SERVICES, LLC

WAHL, JAMES - FINTEGRA, INC.

WAHLER, ANTHONY - THRIVENT INVESTMENT MANAGEMENT, INC.

WALD, DAVID - SECURIAN FINANCIAL SERVICES, INC.

WALL, CARL - MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WALSTAD, ROBERT - INTEGRITY FUNDS DISTRIBUTOR, INC.

WALZ, KENNETH - SAGEPOINT FINANCIAL, INC.

WANGLER, MARY - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WANNER, JULI - STIFEL NICOLAS & COMPANY, INCORPORATED

WANNER, KEVIN - WOODBURY FINANCIAL SERVICES, INC.

WARREN, LAWRENCE - BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

WARURU, LUCAS - ING AMERICA EQUITIES, INC.

WATHNE, LARRY - THRIVENT INVESTMENT MANAGEMENT INC.

WATSON, MATTHEW - WELLS FARGO INVESTMENTS, LLC

WEHRI, CHARLES - NYLIFE SECURITIES INC.

WEILER, CLIFF - EQUITRUST MARKETING SERVICES, LLC

WEISSER, FRANK - PRIMEVEST FINANCIAL SERVICES, INC.

WEISZ, DEBRA - INVESTMENT CENTERS OF AMERICA, INC.

WELK, PAULINE - EQUITRUST MARKETING SERVICES, LLC

WELO, SUSAN - SECURITIES AMERICA, INC.

WELTZ, MARY - THRIVENT INVESTMENT MANAGEMENT, INC.

WENINGER, PIUS - EQUITRUST MARKETING SERVICES, LLC

WEST, ANN - RAYMOND JAMES FINANCIAL SERVICES, INC.

WEST, CHRIS - METLIFE SECURITIES INC.

WESTBEE, JOHN - STIFEL, NICOLAUS & COMPANY, INCORPORATED

WESTGARD, JESSICA - PRINCOR FINANCIAL SERVICES CORPORATION

WESTGARD, LESTER - PRINCOR FINANCIAL SERVICES CORPORATION

WESTGARD, MARK - AMERIPRISE FINANCIAL SERVICES, INC.

WHEELER, BRENT - INTEGRITY FUNDS DISTRIBUTOR, INC.

WHEELER, JOSHUA - THRIVENT INVESTMENT MANAGEMENT INC.

WHITE, LAYTON - RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

WHITE, SHIRLEY - RBC DAIN RAUSCHER INC.

WICHMANN, MARK - MORGAN STANLEY SMITH BARNEY

WIEDRICH, NICHOLAS - THRIVENT INVESTMENT MANAGEMENT INC.

WILKENS, SCOTT - EQUITRUST MARKETING SERVICES, LLC

WILLER, CHAD - UVEST FINANCIAL SERVICES GROUP, INC.

WILLIAMS, PAMELA - WOODBURY FINANCIAL SERVICES, INC.

WILSON, JULIE - FARMERS FINANCIAL SOLUTIONS, LLC

WILSON, MATTHEW - CAPITAL FINANCIAL SERVICES, INC.

WILSON, WARREN - CAMBRIDGE INVESTMENT RESEARCH, INC.

WINBAUER, PEGGY - RAYMOND JAMES FINANCIAL SERVICES, INC.

WINDJUE, ROGER - EQUITRUST MARKETING SERVICES, LLC

WING, GENE - H.D. VEST ADVISORY SERVICES, INC.

WINTERMUTE, ANDREW - THRIVENT INVESTMENT MANAGEMENT, INC.

WITTHAUER, PAUL - WOODBURY FINANCIAL SERVICES, INC.

WOGAMAN, GEORGE - FARMERS FINANCIAL SOLUTIONS, LLC

WOLLA, NICOLE - AMERIPRISE FINANCIAL SERVICES, INC.

WOLLENBURG, CRAIG - SPENCER EDWARDS, INC.

WOLSKY, REGINALD - ING FINANCIAL PARTNERS, INC.

WOOD, JACQUELYN - RBC CAPITAL MARKETS CORPORATION

WOOD, TAMMY - PRIMEVEST FINANCIAL SERVICES, INC.

WOODARD, THOMAS - NATIONAL PLANNING CORPORATION

WORLEY, DONALD - STATE FARM VP MANAGEMENT CORP.

WORM, PAUL - EQUITRUST MARKETING SERVICES, LLC

WRIGHT, STEPHANIE - AXA ADVISORS, LLC

WURZER, STEVEN - MORGAN STANLEY SMITH BARNEY

WYNVEEN, JOSHUA - NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC


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