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Sign up for our newsletters for the information you need to protect yourself against scam artists, educate yourself about investment products, learn about regulations and legislation that may affect you, and get the latest news from the North Dakota Securities Department.
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Current News
REGULATORS URGE INVESTORS TO CAREFULLY CHECK CREDENTIALS OF 'SENIOR SPECIALISTS'
December 14, 2005
Bismarck, ND - ND Securities Commissioner Karen Tyler urged seniors to carefully check the credentials of individuals holding themselves out as "senior specialists."
Details
WADDELL & REED AGREES TO CONSENT ORDER BY NORTH DAKOTA INSURANCE AND SECURITIES COMMISSIONER
October 27, 2005
Bismarck, ND - Commissioners Jim Poolman and Karen Tyler today announced the terms of a settlement reached with Waddell & Reed, Inc., an investment and financial services firm. The North Dakota consent order approves the terms of the global settlement negotiated by the NASD and a coalition of state insurance and securities regulators. It requires that Waddell & Reed set up a fund in the amount of $11 million to be distributed to customers whose variable annuity funds were switched unlawfully. Details
"MAD ABOUT MONEY" PERFORMANCES TO REACH 3500 ND STUDENTS
September 22, 2005
Bismarck, ND - The North Dakota Securities Department is sponsoring "Mad About Money" theatrical productions in 10 Middle Schools during the week of September 26-30, 2005. The productions will be performed by professional actors with The National Theatre for Children from Minneapolis, MN. Nearly 3500 North Dakota students will have the opportunity to experience this production. Details
TYLER TO CHAIR NASAA ANNUAL CONFERENCE
September 8, 2005
Bismarck, ND - North Dakota Securities Commissioner Karen Tyler will chair the 88th Annual Conference of the North American Securities Administrators Association (NASAA), to be held September 11-14 in Minneapolis, Minnesota.
Details
NORTH DAKOTA SECURITIES DEPARTMENT ADVISES INVESTORS TO BEWARE OF HURRICANE-RELATED SCAMS
September 6, 2005
Bismarck, ND - In the wake of widespread devastation caused by Hurricane Katrina in Louisiana, Mississippi, Alabama, and Florida, the North Dakota Securities Department today warned investors to beware of opportunistic investment scams.
Details
PREPARING STUDENTS FOR THEIR FINANCIAL FUTURES
July 12, 2005
Bismarck, ND - More than 120 elementary and secondary teachers will attend the 10th Annual Invest North Dakota Teachers Academy, sponsored by the North Dakota Securities Department, July 18-22 at the University of Mary in Bismarck. The purpose of the Academy is to assist teachers in presenting personal finance in the classroom, resulting in better educated consumers making good financial choices. Teachers will be introduced to innovative curriculum tools that will assist curriculum planning, as well as hear from approximately 20 business, education and professional leaders.
Details
INVEST ND TEACHER REGISTRATION DEADLINE
June 9, 2005
Bismarck, ND - There is still time for teachers to register for the 10th Annual Invest North Dakota Teachers Academy to be held July 18-22 in Bismarck. This valuable course will assist teachers in presenting personal finance topics to their students. The Academy will be held at The University of Mary in Bismarck and is sponsored by The North Dakota Securities Department. Upon completion of the course, teachers will receive two graduate credits through the University of their choice (NDSU, UND or MiSU). The deadline for registration is July 6, 2005. Enrollment is limited to 150 teachers, so apply now. Details
STOCK MARKET GAME WINNERS ANNOUNCED
May 25, 2005
Bismarck, ND - Students from Washington Elementary of Fargo, Oakes Middle School, and Williston's Trinity Christian High School have won the Elementary, Middle and High School competitions in North Dakota for the Spring, 2005 Stock Market Game. The teams receiving second place honors were from Washington Elementary of Fargo, Cheney Middle School of West Fargo, and Velva High School. There were 1,024 teams and 2,536 students participating in all grade levels of the competition. Details
OPPORTUNITY FOR NORTH DAKOTA TEACHERS
April 7, 2005
The tenth annual INVEST NORTH DAKOTA TEACHERS ACADEMY will be held July 18-22, 2005 at The University of Mary in Bismarck. Sponsored by the North Dakota Securities Department, the purpose of the Academy is to assist teachers in presenting personal financial planning and money management skills in their classrooms, as well as assisting teachers personally in reaching their financial objectives.
Details
NORTH DAKOTA SECURITIES DEPARTMENT NAMES TOP 10 THREATS TO INVESTORS
April 5, 2005
Bismarck, ND - Securities Commissioner Karen Tyler today identified the most common ploys being used to cheat investors across the country out of hundreds of millions of dollars. Details
FARGO AGENT DENIED REGISTRATION
January 26, 2005
Bismarck, ND - North Dakota Securities Commissioner, Karen Tyler, issued two orders today, proposing to deny the agent application of Bruce A. Hager, and the investment adviser application of Bison Capital Management, LLC. Hager is the owner and president of Bison Capital Management, LLC.
Details
STOCK MARKET GAME WINNERS ANNOUNCED
January 13, 2005
Bismarck, ND - Students from Washington Elementary of Fargo, Discovery Middle School of Fargo, and Williston's Trinity Christian High School have won the Elementary, Middle and High School competitions in North Dakota for the Fall, 2004 Stock Market Game. The teams receiving second place honors were from Washington Elementary of Fargo, Ben Franklin Junior High School of Fargo, and Child & Adolescent Services School of Jamestown. Also winning first and second place honors in the Future Business Leaders of America (FBLA) statewide competition were teams from Velva High School FBLA and Hatton High School FBLA. There were 908 teams and 2,765 students participating in all grade levels of the competition. Details
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News Articles posted before July 11, 2002 are in PDF format and are located in the Archive
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